Form ADV Part 3 Customer Relationship Summary
This document provides crucial information about investment advisory services offered by Shepherd Financial Partners, LLC. It details fees, potential conflicts of interest, and important questions to ask your financial professional. Understanding this summary can help you make informed investment decisions.
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How do I fill this out?
To fill out this form, gather your financial information beforehand. Carefully read each section to ensure you provide accurate details. Don’t hesitate to ask your financial professional for assistance if needed.
How to fill out the Form ADV Part 3 Customer Relationship Summary?
1
Gather your financial information.
2
Read through the instructions carefully.
3
Fill out your personal details accurately.
4
Review your responses for any errors.
5
Submit the form as instructed.
Who needs the Form ADV Part 3 Customer Relationship Summary?
1
Individuals seeking investment advice to manage their wealth.
2
Retirement plan participants wanting to understand their options.
3
Small business owners interested in financial planning.
4
Institutional clients needing tailored investment strategies.
5
New investors looking for guidance on fees and investment services.
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What are the instructions for submitting this form?
To submit this form, please email it to info@shepherdfinancialpartners.com. You may also fax it to (781) 756-1805, or submit it directly through our website's contact form. Make sure to keep a copy of your submission for your records.
What are the important dates for this form in 2024 and 2025?
The effective date for the information provided is March 2022. Keep a lookout for updates in 2024 and 2025 if any changes to regulations or advisory services occur. It's crucial to stay informed about any changes that may impact your advisory relationship.
What is the purpose of this form?
The purpose of this form is to clearly outline the services provided by Shepherd Financial Partners, LLC as an investment adviser. It aims to educate clients on potential fees involved and to provide a framework for understanding the relationship between clients and their financial advisors. This transparency is essential for building trust and ensuring clients can make informed decisions regarding their investments.
Tell me about this form and its components and fields line-by-line.
- 1. Client Information: Includes personal data such as name, address, and contact details.
- 2. Investment Services: Details the advisory services offered, including management and consulting.
- 3. Fees and Compensation: Breakdown of fees associated with the investment and advisory services.
What happens if I fail to submit this form?
Failing to submit this form may result in delays in receiving advisory services. It's important to ensure that all information is accurately filled out. Incomplete submissions can lead to misunderstandings about the services offered.
- Delayed Service: A lack of submission can postpone the initiation of your advisory relationship.
- Incomplete Information: Without submitting the form, you risk missing crucial details relevant to your financial planning.
How do I know when to use this form?
- 1. Onboarding as a New Client: Necessary for establishing your advisory relationship.
- 2. When Considering Investment Services: Use this document to understand the scope of offered services and associated fees.
Frequently Asked Question
What is Form ADV Part 3?
Form ADV Part 3 is a Customer Relationship Summary providing important information about investment advisory services.
How can I edit this PDF?
You can edit the PDF by opening it in PrintFriendly and using the editing tools to make changes.
What should I do if I have questions about the form?
Feel free to reach out to your financial professional for any clarifications you need.
Can I download the edited PDF?
Yes, after making edits, you can download the PDF directly from PrintFriendly.
Are there fees associated with this service?
Typically, you will be responsible for advisory fees and costs related to the investment services.
How do conflicts of interest impact my investment?
Conflicts of interest can influence the recommendations your advisor makes; it's essential to understand these.
Who should use this form?
Anyone seeking financial advisory services or looking to understand their advisory relationships should use this form.
Is there a customer service number for assistance?
You can contact Shepherd Financial Partners at (781) 756-1804 for assistance.
What if I need to add more information?
You can edit the document to add any additional information needed.
How will this form help me?
This form provides transparency on fees and services, assisting you in making informed decisions.
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