AIM Application Form for Admission of Securities
This AIM application form is essential for companies seeking to admit their securities to trading on the London Stock Exchange. Ensure you follow the instructions carefully to avoid any delays. Submit your completed application on time to facilitate smooth processing.
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How do I fill this out?
To fill out the AIM application form, begin by gathering all necessary information related to your issuer and the securities being offered. It's vital to complete all sections accurately, especially those pertaining to compliance and regulatory status. Review your entries for correctness before submitting the form.
How to fill out the AIM Application Form for Admission of Securities?
1
Gather all required information before starting the form.
2
Fill in Sections A & C, and Section B for new issues.
3
Confirm your issuer's compliance with relevant sanctions.
4
Review the completed form for accuracy.
5
Submit the form to Market Operations by the specified deadline.
Who needs the AIM Application Form for Admission of Securities?
1
Companies wishing to list their shares on AIM to access public trading.
2
Investors looking to understand the securities structure of a new listing.
3
Financial advisors assisting clients with market admissions.
4
Compliance officers ensuring adherence to AIM rules and regulations.
5
Corporate secretaries maintaining accurate records of the issuance process.
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Use the editing tools to make necessary changes.
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Download your final version for submission.
What are the instructions for submitting this form?
Submit your completed AIM application form to Market Operations via email at admissions@lseg.com. Ensure your submission is made before 09:00, three business days prior to your intended trading admission date. For further assistance, you can contact Market Operations at +44 (0)20 7797 4310.
What are the important dates for this form in 2024 and 2025?
The critical dates for submissions are by 09:00, three business days prior to the admission application. It is advisable for applicants to check specific deadlines as they may vary based on individual circumstances.
What is the purpose of this form?
The AIM application form serves to facilitate the admission of securities to trading on the London Stock Exchange. It provides the necessary structural compliance required under AIM rules, ensuring that all aspects of the application are aligned with regulatory expectations. Ultimately, its primary purpose is to streamline the application process for firms looking to access public markets.
Tell me about this form and its components and fields line-by-line.
- 1. Full legal name of issuer: Requires the official name of the company seeking admission.
- 2. Legal Entity Identifier (LEI): A unique identifier for the issuer, confirming its legal status.
- 3. Confirmation of sanctions: Affirms the issuer is not subject to international sanctions.
- 4. Type of issue: Specifies the nature of the securities being listed.
- 5. Amount and full description of securities: Detail the types and quantities of securities involved.
What happens if I fail to submit this form?
Failure to submit this form on time or with incomplete information may result in delays or rejection of the application. It's crucial to adhere to submission deadlines and double-check all entries to avoid complications.
- Delays in Processing: Incomplete or late submissions can significantly delay your admission process.
- Rejection of Application: Failure to comply with requirements may lead to outright rejection.
- Loss of Investment Opportunity: Missing deadlines can result in lost opportunities for capital raising.
How do I know when to use this form?
- 1. New Security Listings: For applying to admit new classes of securities.
- 2. Further Issues: When seeking to issue additional shares or securities.
- 3. Re-admissions: To re-list previously suspended or delisted securities.
Frequently Asked Question
How can I fill out the AIM application form?
Simply gather your issuer's information and follow the sections outlined in the form to input your details accurately.
What is the purpose of this application form?
The form is intended for companies to apply for their securities to be admitted to trading on AIM.
Can I edit the PDF directly on PrintFriendly?
Yes, our platform allows you to edit the PDF easily with user-friendly tools.
How do I submit the completed form?
Once completed, you can submit the form via email to Market Operations at the London Stock Exchange.
Is electronic submission available?
Yes, you can submit your application via email as per the instructions.
What happens if I submit the incorrect information?
Incorrect submissions may lead to processing delays, so ensure all information is accurate.
How should I prepare my documents?
Ensure all required information is complete and formatted as per the form's guidelines.
Is there a fee associated with the application?
Yes, there may be fees applicable upon admission to AIM.
How long does the processing take?
Typically, processing takes several business days, depending on the accuracy of the submission.
Can I track the status of my application?
While tracking isn't directly offered, you can contact Market Operations for status updates.
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