To submit this form, ensure that you have completed all required sections and provided the distribution check as necessary. Send the completed application along with your rollover check to Schwab Retirement Plan Services, Inc., Attn: Rollover Contribution Processing, 4150 Kinross Lakes Parkway, Richfield, OH 44286-5050. Alternatively, you can fax the application to 877-312-3347, but be aware that checks must always be mailed.

Key dates for rolling over your retirement funds are typically aligned with your distribution timeline. Ensure you initiate rollovers within 60 days of receiving your distribution check to avoid taxes or penalties. Mark your calendar for any relevant deadlines specific to your prior retirement plan.

The purpose of this form is to guide individuals through the process of rolling over their retirement accounts into a Charles Schwab plan. It aims to simplify the transfer of funds while ensuring compliance with all necessary regulations and eligibility requirements. By filling out this form accurately, users can secure their retirement savings effectively.

• 1. Name: Enter your full legal name.
• 2. Social Security #: Provide your Social Security number.
• 3. Email Address: Input your contact email.
• 4. Date of Birth: Type in your date of birth.
• 5. Retirement Plan Name: Specify the name of your retirement plan.
• 6. Distributing Plan or IRA Information: Detail the administrator or custodian information.
• 7. Rollover Type: Select the type of rollover applicable.
• 8. Home Phone: Enter your home contact number.
• 9. Work Phone: Provide your work-related contact number.
• 10. Current Employer: State your current employer's name.

If the form is not submitted successfully, your rollover request may be delayed or rejected. This could result in missed deadlines or tax liabilities. Ensure all information is accurate and complete to prevent complications.

• Incomplete Information: Missing fields can lead to processing delays.
• Incorrect Rollover Type: Selecting the wrong type may result in ineligibility.
• Submission Deadlines: Failing to submit on time could incur penalties.
• Lack of Required Documents: Not including necessary documentation can halt processing.
• Wrong Distribution Check Information: Errors in check information may cause returns.

• 1. Changing Jobs: To move funds from an employer-sponsored plan to a new one.
• 2. Retirement: When you retire and need to consolidate your savings.
• 3. Account Consolidation: To combine multiple retirement accounts into one.
• 4. Financial Planning: To better manage and grow retirement savings.
• 5. Tax Management: To avoid tax implications from early withdrawals.