To submit the Financial Advisors LLC Client Questionnaire, you can return the completed form via regular mail to 26 Essex Street, Andover, MA 01810 or 40R Merrimac Street, Ste. 101, Newburyport, MA 01950. Alternatively, you can fax the form to 888-974-0397 or submit it electronically via ShareFile (the link is available on the company's website). Ensure that all sections are filled out accurately before submission to avoid any delays in the financial planning process.

There are no specific dates mentioned for this form in the years 2024 and 2025. Ensure submission as required by your financial advisor.

The purpose of the Financial Advisors LLC Client Questionnaire is to gather comprehensive information about a client's personal and financial status. This information allows the financial advisors to provide tailored advice and make informed decisions on the client's behalf. The form includes sections to detail personal information, family data, employment status, and preferred methods of communication.

• 1. Full Legal Name: Includes the first, middle initial, and last name of the client.
• 2. Preferred nickname: The name the client prefers to be called by.
• 3. Home Street Address: The complete address of the client's residence.
• 4. City, State, Zip: The city, state, and zip code where the client resides.
• 5. Home Telephone: The primary home telephone number for the client.
• 6. Mobile Telephone: The client's mobile phone number.
• 7. Email: The client's email address for communication.
• 8. Date of Birth: The client's date of birth.
• 9. Social Security Number: The client's social security number for identification.
• 10. U.S. Citizen: A field to indicate if the client is a U.S. citizen.
• 11. Gender: The client's gender.
• 12. Marital Status: The marital status of the client, options include single, married, divorced, or widowed.
• 13. Occupation / Job Title: The client's current occupation or job title.
• 14. Self-Employed: An indicator if the client is self-employed.
• 15. Employer Name: The name of the client's employer.
• 16. Employer Address: The address of the client's employer.
• 17. Work Telephone: The client's work telephone number.
• 18. Work Email: The client's work email address.
• 19. Years w/ Current Employer: The number of years the client has been with the current employer.
• 20. Communication Preference: How the client prefers to be contacted, such as home or work, email, or mobile.

Failure to submit this form can result in delayed or inadequate financial advice and planning. It's essential to complete and submit this form to ensure accurate and personalized financial guidance.

• Delayed Financial Planning: Without the form, advisors cannot create a timely plan.
• Inaccurate Advice: Lack of complete information may lead to incorrect advice.
• Missed Opportunities: Potential financial opportunities could be missed due to insufficient data.
• Unclear Communication: Communication preferences cannot be established, leading to potential misunderstandings.

• 1. Initial Consultation: Fill out this form before your first meeting with your financial advisor.
• 2. Annual Review: Update this form yearly to ensure your financial plan remains accurate.
• 3. Major Life Changes: Use this form to report significant events such as marriage, divorce, or job change.
• 4. Plan Adjustments: Complete this form when requesting changes to your financial plan.
• 5. New Investment Decisions: Provide updated information when making significant new investments.