Model Code of Conduct for Marketing Intermediaries
This document outlines the Model Code of Conduct for marketing intermediaries of LIC Housing Finance Ltd. It provides guidelines for the conduct and operations of Direct Selling Agents, Home Loan Agents, and other agents. Compliance is mandatory for maintaining a professional relationship with the Company.
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To fill out this document, begin by carefully reading each section. Ensure that all required information is accurately provided. Reach out to your supervisor if you have any questions during the process.
How to fill out the Model Code of Conduct for Marketing Intermediaries?
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Read the entire document to understand its purpose.
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Gather all needed information before starting to fill it out.
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Complete each section accurately and clearly.
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Review your filled document for any errors.
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Submit the final document as instructed.
Who needs the Model Code of Conduct for Marketing Intermediaries?
1
Direct Selling Agents need this file to comply with company standards.
2
Home Loan Agents require this document to guide their marketing practices.
3
Corporate Agents must adhere to the Code to maintain their working relationship with LIC.
4
Customer Relations Associates use this file to ensure they follow company policies.
5
New agents will need this document for training and compliance purposes.
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What are the instructions for submitting this form?
To submit this form, email the completed document to compliance@lichousing.com. Alternatively, fax the form to +91-1234567890. Physical submissions can be sent to the LIC Housing Finance Ltd. office at 123 Financial Avenue, Mumbai, India.
What are the important dates for this form in 2024 and 2025?
Key dates for compliance are 2024-2025, please refer to annual compliance review periods as specified by LIC Housing Finance Ltd.
What is the purpose of this form?
The purpose of this form is to provide a comprehensive Code of Conduct for marketing intermediaries associated with LIC Housing Finance. It ensures that all agents operate within the established guidelines and maintain a high standard of professionalism. Compliance with this code is essential for the effective marketing of financial products.
Tell me about this form and its components and fields line-by-line.
- 1. Preamble: Initial guidelines and definitions concerning the marketing intermediaries.
- 2. Applicability: Details on who must adhere to this Code.
- 3. Tele-calling rules: Regulations regarding telemarketing and contacting prospects.
- 4. Respect Privacy: Guidelines for maintaining the privacy of prospects.
- 5. No Misleading Statements: Prohibitions against providing misleading information to prospects.
What happens if I fail to submit this form?
Failing to submit this form may lead to compliance issues and potential penalties. This can result in disciplinary actions from LIC Housing Finance Ltd.
- Compliance Failure: Failure to adhere to the Code can lead to termination of contracts.
- Reputational Damage: Non-compliance may harm the reputation of marketing intermediaries.
- Legal Consequences: Non-submission may lead to legal actions or fines.
How do I know when to use this form?
- 1. Starting New Marketing Campaigns: Use this form to understand and prepare for new campaigns.
- 2. Updating Marketing Practices: Refer to this document to align with updated marketing practices.
- 3. Compliance Checks: Utilize this form during compliance audits and checks.
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